Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 22 Mar 2022)
    • [FCA CF] Functions requiring qualifications (27 Nov 2020 to 22 Mar 2022)
    • [FCA CF] Manager of certification employee (27 Nov 2020 to 25 Jan 2022)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (3 Mar 2008 to 20 Jul 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 8 Feb 2008)
    • CF22 Investment Adviser (Trainee) (1 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.