Neil Daniel McCarthy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Direct Life and Pension Services Limited (no longer approved here)

    FRN 155312

    • SMF3 Executive Director (9 Dec 2019 to 7 Jan 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 7 Jan 2022)
    • Responsible for Insurance Mediation (20 May 2010 to 30 Sep 2018)
    • CF1 Director (13 Jan 2009 to 8 Dec 2019)
  • Partnership Home Loans Limited (no longer approved here)

    FRN 305177

    • CF29 Significant management (1 Nov 2007 to 6 Mar 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (25 Oct 2006 to 31 Oct 2007)
  • Partnership Life Assurance Company Limited (no longer approved here)

    FRN 436171

    • CF29 Significant management (1 Nov 2007 to 6 Mar 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (25 Oct 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (23 Mar 2006 to 8 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.