Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (1 Sep 2023 to 30 Mar 2026)
    • CF1 Director (AR) (7 Aug 2023 to 30 Mar 2026)
    • CF30 Customer (7 Aug 2023 to 30 Mar 2026)
  • NGC Wealth Management Limited (no longer approved here)

    FRN 989957

    • (2)Employed By (7 Aug 2023 to 30 Mar 2026)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Sep 2023)
    • CF30 Customer (30 Sep 2008 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 4 Dec 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.