Neil Craig Stewart

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 4 Sep 2025)
    • CF30 Customer (since 9 Jul 2025)
  • Create Financial Solutions Limited

    FRN 722497

    • Employed By (since 9 Jul 2025)
  • STEWART IFA LIMITED

    FRN 441394

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 9 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF1 Director (AR) (6 Mar 2012 to 8 Feb 2023)
    • CF30 Customer (1 Nov 2007 to 8 Feb 2023)
    • CF11 Money Laundering Reporting (3 Jan 2006 to 8 Dec 2019)
    • CF1 Director (3 Jan 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Jan 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (3 Jan 2006 to 31 Mar 2009)
    • Responsible for Insurance Mediation (3 Jan 2006 to 30 Sep 2018)
  • Stewart Independent Financial Advice Ltd (no longer approved here)

    FRN 206130

    • (1)Employed By (1 Dec 2001 to 29 Dec 2005)

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Updates to this individual's record on the FCA register.

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