Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 21. Advising or arranging (bringing about) equity release transactions
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 20 Aug 2018)
- CF30 Customer (since 2 Apr 2012)
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Core FS Limited
FRN 816324
- Employed By (since 17 Aug 2018)
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- CF30 Customer (1 Nov 2007 to 30 Mar 2012)
- CF21 Investment Adviser (25 Jul 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Jun 2005 to 25 Jul 2005)
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- Employed By (8 Feb 2007 to 1 Oct 2020)
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- Employed By (30 Mar 2006 to 7 Feb 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.