Neil Claxton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nationwide Building Society

    FRN 106078

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Manager of certification employee (since 2 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 24 Jan 2023)
    • [FCA CF] Manager of certification employee (19 Jul 2021 to 1 Dec 2022)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 11 Mar 2021)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (10 Nov 2009 to 1 Apr 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.