Neil Claude Mardon

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • SMF24 Chief Operations (11 Sep 2020 to 7 Jul 2022)
    • SMF2 Chief Finance (9 Dec 2019 to 29 Jun 2020)
    • SMF3 Executive Director (9 Dec 2019 to 7 Jul 2022)
    • CF1 Director (8 Jul 2019 to 8 Dec 2019)
    • CF28 Systems and controls (24 Aug 2011 to 8 Dec 2019)
  • Rooftop Mortgages Limited (no longer approved here)

    FRN 303059

    • CF1 Director (16 Jun 2008 to 20 Sep 2009)
    • CF8 Apportionment and Oversight (16 Jun 2008 to 2 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.