Neil Christopher Baker

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FINANCIAL CONNECTIONS WEALTH MANAGEMENT LIMITED

    FRN 844316

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 May 2020)
    • [FCA CF] Client dealing (since 4 May 2020)
  • Personal Touch Financial Services Limited

    FRN 187834

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 31 Oct 2004)
    • CF30 Customer (8 Aug 2011 to 4 May 2020)
  • Millennium Wealth Management Limited

    FRN 503851

    • (1)Employed By (since 14 Aug 2009)
  • Omega Financial Services Ltd (no longer approved here)

    FRN 192994

    • (6)Employed By (31 Oct 2004 to 18 Jan 2010)

Recent activity

Updates to this individual's record on the FCA register.

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