Neil Charles Gurney

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited

    FRN 578614

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 18 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 18 Dec 2020)
    • CF30 Customer (12 Dec 2014 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (21 Mar 2011 to 6 Oct 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (20 Jan 2011 to 10 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

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