Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
- [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2025)
- CF1 Director (19 Aug 2016 to 8 Dec 2019)
- CF30 Customer (3 Dec 2007 to 8 Dec 2019)
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- [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
- CF1 Director (25 May 2018 to 8 Dec 2019)
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- CF27 Investment Management (1 Dec 2001 to 31 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.