Neil Bryden De Souza

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DHW Financial Services Ltd

    FRN 707292

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 15 Mar 2021)
    • [FCA CF] Client dealing (since 15 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Dec 2015 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2015 to 8 Dec 2019)
  • The Heritage Partnership (no longer approved here)

    FRN 401139

    • (2)Employed By (3 Jun 2004 to 30 Nov 2015)
  • Heritage Independent Financial Services Ltd (no longer approved here)

    FRN 194568

    • (6)Employed By (3 Dec 1999 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.