Neil Brown

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Gulf International Bank (UK) Limited (no longer approved here)
FRN 124772
- [FCA CF] Client dealing (27 Jan 2021 to 4 Jul 2025)
- [FCA CF] Material risk taker (27 Jan 2021 to 4 Jul 2025)
- [PRA CF] Significant risk taker or Material risk taker (27 Jan 2021 to 4 Jul 2025)
Liontrust Investment Partners LLP (no longer approved here)
FRN 518552
- CF30 Customer (25 May 2017 to 8 Dec 2019)
- CF4 Partner (25 May 2017 to 9 Dec 2019)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF30 Customer (8 Dec 2010 to 19 Aug 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.