Neil Brining

Last updated
1 month ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ELLIS BATES WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 631117

    • (164)[FCA CF] Client dealing (12 Dec 2019 to 31 May 2023)
    • (165)[FCA CF] Functions requiring qualifications (12 Dec 2019 to 31 May 2023)
    • (163)CF30 Customer (21 Jul 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (163)CF30 Customer at ELLIS BATES WEALTH MANAGEMENT LTD

  2. controlled function added: (164)[FCA CF] Client dealing at ELLIS BATES WEALTH MANAGEMENT LTD

  3. controlled function added: (165)[FCA CF] Functions requiring qualifications at ELLIS BATES WEALTH MANAGEMENT LTD