Neil Brian Matten

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tees Financial Limited (no longer approved here)

    FRN 211314

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Mar 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Mar 2025)
    • CF30 Customer (7 Jul 2014 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (13 Jun 2011 to 30 Sep 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 11 Jul 2008)
    • CF22 Investment Adviser (Trainee) (12 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.