Neil Batho

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FIRCO FINANCIAL SERVICES GROUP LTD (no longer approved here)

    FRN 760774

    • SMF3 Executive Director (9 Dec 2019 to 26 Oct 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Feb 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 23 Feb 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Oct 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Feb 2023)
    • CF11 Money Laundering Reporting (15 Feb 2017 to 8 Dec 2019)
    • CF1 Director (15 Feb 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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