Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Sandringham Financial Partners Limited
FRN 581304
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 16 Jul 2020)
- [FCA CF] Client dealing (since 16 Jul 2020)
-
- CF30 Customer (15 Aug 2018 to 30 Sep 2019)
-
- CF30 Customer (1 Nov 2007 to 22 Sep 2014)
- CF21 Investment Adviser (5 Dec 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.