Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 16 Jul 2020)
    • [FCA CF] Client dealing (since 16 Jul 2020)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (15 Aug 2018 to 30 Sep 2019)
  • Blevins Franks Financial Management Limited (no longer approved here)

    FRN 179731

    • CF30 Customer (1 Nov 2007 to 22 Sep 2014)
    • CF21 Investment Adviser (5 Dec 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.