Neil Anthony Southworth

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Soteria Insurance Limited

    FRN 435022

    • SMF11 Chair of the Audit Committee (since 30 Oct 2024)
    • SMF10 Chair of the Risk Committee (since 10 Jul 2024)
    • SMF24 Chief Operations (17 Dec 2020 to 31 Jul 2022)
    • SMF3 Executive Director (25 Aug 2020 to 8 Nov 2021)
    • SMF4 Chief Risk (10 Dec 2018 to 31 Jul 2022)
    • SMF16 Compliance Oversight (10 Dec 2018 to 31 Jul 2022)
    • CF10 Compliance Oversight (9 Dec 2018 to 9 Dec 2018)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (27 Sep 2013 to 6 Mar 2016)
  • Tradex Insurance Company PLC

    FRN 202917

    • SMF10 Chair of the Risk Committee (since 2 Jan 2024)
  • UIA (Insurance) Limited

    FRN 110863

    • SMF10 Chair of the Risk Committee (since 7 Dec 2022)
    • SMF11 Chair of the Audit Committee (since 7 Dec 2022)
  • Co-op Insurance Services Limited (no longer approved here)

    FRN 779364

    • CF28 Systems and controls (5 Sep 2017 to 28 Nov 2018)

Recent activity

Updates to this individual's record on the FCA register.

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