Neil Andrew Pym

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED

    FRN 134753

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (29 Dec 2009 to 8 Dec 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (28 Nov 2007 to 6 Nov 2009)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 8 Nov 2007)
    • CF21 Investment Adviser (16 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Jul 2006 to 16 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.