Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 22 Mar 2021)
    • [FCA CF] Client dealing (since 22 Mar 2021)
  • The Mortgage Corner Limited (no longer approved here)

    FRN 312889

    • Responsible for Insurance Mediation (14 Jan 2005 to 21 Sep 2010)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF1 Director (31 Oct 2004 to 14 Mar 2011)
  • Kennett ICF Limited (no longer approved here)

    FRN 208359

    • (8)Employed By (24 Oct 2002 to 30 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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