Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sandringham Financial Partners Limited
FRN 581304
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 22 Mar 2021)
- [FCA CF] Client dealing (since 22 Mar 2021)
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- Responsible for Insurance Mediation (14 Jan 2005 to 21 Sep 2010)
- CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
- CF1 Director (31 Oct 2004 to 14 Mar 2011)
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- (8)Employed By (24 Oct 2002 to 30 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.