Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (31 Oct 2008 to 14 Aug 2009)
  • Tom Hay (no longer approved here)

    FRN 415301

    • Employed By (31 Oct 2008 to 14 Aug 2009)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 8 Nov 2007)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (4 Dec 2002 to 21 Sep 2004)
    • CF22 Investment Adviser (Trainee) (18 Feb 2002 to 4 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.