Neil Andrew Berner

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • [FCA CF] Proprietary trader (1 Sep 2020 to 10 Nov 2021)
    • [FCA CF] Material risk taker (1 Sep 2020 to 10 Nov 2021)
    • [FCA CF] Manager of certification employee (1 Sep 2020 to 10 Nov 2021)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • [FCA CF] Proprietary trader (3 Dec 2018 to 3 Sep 2024)
    • [FCA CF] Manager of certification employee (3 Dec 2018 to 3 Sep 2024)
    • [FCA CF] Material risk taker (1 Nov 2016 to 3 Sep 2024)
  • Millennium Capital Partners LLP (no longer approved here)

    FRN 439327

    • CF30 Customer (2 Sep 2014 to 31 Dec 2015)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (6 Aug 2010 to 30 Jan 2014)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (6 Aug 2010 to 30 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.