Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BGC Brokers L.P
FRN 454814
- [FCA CF] Client dealing (since 1 Jan 2025)
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- [FCA CF] Client dealing (5 Oct 2023 to 31 Dec 2024)
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- [PRA CF] Significant risk taker or Material risk taker (14 Aug 2020 to 9 Sep 2021)
- [FCA CF] Manager of certification employee (2 Jul 2019 to 7 Aug 2019)
- [FCA CF] Client dealing (7 Nov 2016 to 27 Oct 2021)
- CF30 Customer (13 May 2009 to 6 Mar 2016)
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- [PRA CF] Significant risk taker or Material risk taker (14 Aug 2020 to 9 Sep 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.