Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Jan 2025)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • [FCA CF] Client dealing (5 Oct 2023 to 31 Dec 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (14 Aug 2020 to 9 Sep 2021)
    • [FCA CF] Manager of certification employee (2 Jul 2019 to 7 Aug 2019)
    • [FCA CF] Client dealing (7 Nov 2016 to 27 Oct 2021)
    • CF30 Customer (13 May 2009 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (14 Aug 2020 to 9 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.