Neil Alistair Bates

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Connect IFA Ltd (no longer approved here)

    FRN 441505

    • CF1 Director (AR) (15 Dec 2020 to 20 Sep 2021)
    • Appointed representative dealing with clients for which they require qualification (17 Nov 2020 to 31 Dec 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (28 Apr 2017 to 22 Jan 2021)
    • CF30 Customer (20 Feb 2013 to 22 Jan 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (28 Apr 2017 to 22 Jan 2021)
  • Blueprint Financial Services Ltd (no longer approved here)

    FRN 227242

    • Employed By (27 Aug 2008 to 30 Mar 2012)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (27 Aug 2008 to 30 Mar 2012)
    • CF1 Director (AR) (29 Jul 2005 to 12 Dec 2006)
  • Strategy Financial Limited (no longer approved here)

    FRN 431155

    • (2)Employed By (29 Jul 2005 to 12 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Strategy Financial Limited

  2. controlled function added: (2)Employed By at Strategy Financial Limited