Neil Alexander Goldie

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oliver Wealth Ltd

    FRN 979804

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 2 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 2 Sep 2024)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (1 Nov 2007 to 30 Dec 2015)
    • CF1 Director (AR) (8 Mar 2005 to 30 Dec 2015)
    • CF4 Partner (AR) (5 Jun 2003 to 8 Mar 2005)
    • CF21 Investment Adviser (5 Jun 2003 to 31 Oct 2007)
  • Southam Financial Services Limited (no longer approved here)

    FRN 225233

    • (1)Employed By (5 Jun 2003 to 30 Dec 2015)
  • Regency Financial Management (no longer approved here)

    FRN 185957

    • (8)Employed By (18 Jul 2002 to 13 Nov 2002)
  • Reynolds Goldie Investments (2828) (no longer approved here)

    FRN 192609

    • (2)Employed By (17 Feb 1999 to 2 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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