Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Daiwa Capital Markets Europe Limited
FRN 124490
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2023)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (20 Sep 2004 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 29 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.