Neil Adrian Baker

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Carter Sadler Financial Services Ltd (no longer approved here)
FRN 472716
- Employed By (26 Sep 2007 to 25 Jan 2009)
Openwork Limited (no longer approved here)
FRN 408285
- CF1 Director (AR) (1 Jun 2005 to 25 Jan 2009)
Orwell Insurance Services Limited (no longer approved here)
FRN 311566
- CF1 Director (14 Jan 2005 to 9 Sep 2011)
Personal Financial Solutions Ltd (no longer approved here)
FRN 222954
- (2)Employed By (31 Mar 2003 to 25 Jan 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.