Neha Varshi Sangar

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mortgage Advice Bureau Limited (no longer approved here)
FRN 455545
- Appointed representative dealing with clients for which they require qualification (22 Jan 2024 to 30 Jul 2024)
GEMINI WEALTH MANAGEMENT LTD (no longer approved here)
FRN 458880
- [FCA CF] Client dealing (17 Mar 2022 to 21 Sep 2022)
- [FCA CF] Functions requiring qualifications (17 Mar 2022 to 19 Dec 2023)
M&G ADVICE PARTNERS LIMITED (no longer approved here)
FRN 584256
- CF30 Customer (8 Jul 2019 to 8 Dec 2019)
Narwal Wealth Management Ltd (no longer approved here)
FRN 603888
- (1)Employed By (1 Nov 2017 to 15 May 2019)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (7 Jan 2017 to 15 May 2019)
Throgmorton Associates Wealth Management Ltd (no longer approved here)
FRN 503420
- Employed By (7 Jan 2017 to 1 Nov 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.