Neeraj Mathad

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Client dealing (since 5 Nov 2024)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Client dealing (since 5 Nov 2024)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (7 Jun 2024 to 23 Oct 2024)
    • [FCA CF] Client dealing (9 Nov 2023 to 23 Oct 2024)
    • [FCA CF] Material risk taker (20 Jul 2021 to 8 Feb 2022)
    • [PRA CF] Significant risk taker or Material risk taker (20 Jul 2021 to 8 Feb 2022)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (7 Jun 2024 to 23 Oct 2024)
    • [FCA CF] Material risk taker (20 Jul 2021 to 8 Feb 2022)
    • [PRA CF] Significant risk taker or Material risk taker (20 Jul 2021 to 8 Feb 2022)
    • [FCA CF] Client dealing (21 Sep 2018 to 4 Feb 2022)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Manager of certification employee (7 Jun 2024 to 23 Oct 2024)
    • [PRA CF] Significant risk taker or Material risk taker (20 Jul 2021 to 8 Feb 2022)
    • [FCA CF] Material risk taker (20 Jul 2021 to 8 Feb 2022)
    • [FCA CF] Client dealing (21 Sep 2018 to 4 Feb 2022)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Apr 2018 to 30 Aug 2018)
    • [FCA CF] Manager of certification employee (23 Jan 2017 to 31 May 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 May 2018)
    • CF30 Customer (25 Oct 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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