Neeraj Kumar

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LMR Partners LLP

    FRN 504126

    • [FCA CF] Client dealing (since 17 Mar 2021)
    • CF30 Customer (1 May 2018 to 8 Dec 2019)
  • Prism Financial Products LLP (no longer approved here)

    FRN 607481

    • CF30 Customer (7 Mar 2016 to 12 Jun 2017)
  • Millennium Capital Partners LLP (no longer approved here)

    FRN 439327

    • CF30 Customer (30 May 2012 to 3 Feb 2015)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 14 May 2012)
    • CF21 Investment Adviser (19 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Nov 2006 to 19 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.