Neelu Sharma

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- CF1 Director (AR) (since 3 Oct 2022)
Anish Sharma Wealth Management Limited
FRN 401058
- (2)Employed By (since 3 Oct 2022)
Ragarfield Limited
FRN 126549
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
Sharmaco Finance Limited
FRN 703310
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (23 Feb 2016 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

17 hours ago
controlled function removed: Employed By at Anish Sharma Wealth Management Limited
17 hours ago
controlled function added: (2)Employed By at Anish Sharma Wealth Management Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.