Neel Shah

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 18 Feb 2014)
    • CF30 Customer (since 18 Feb 2014)
  • COGENT FINANCE LTD

    FRN 727183

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF1 Director (24 Aug 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Aug 2016 to 8 Dec 2019)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF1 Director (AR) (since 23 May 2013)
  • Cogent Financial Services Ltd

    FRN 496154

    • Employed By (since 9 Feb 2009)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (23 May 2013 to 19 Jun 2014)
    • CF30 Customer (23 May 2013 to 19 Jun 2014)

Recent activity

Updates to this individual's record on the FCA register.

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