Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Manager of certification employee (since 27 Oct 2025)
- [FCA CF] Material risk taker (since 23 Oct 2018)
- [FCA CF] Client dealing (since 24 Feb 2017)
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Merrill Lynch International
FRN 147150
- [FCA CF] Manager of certification employee (since 27 Oct 2025)
- [FCA CF] Material risk taker (since 23 Oct 2018)
- [FCA CF] Client dealing (since 7 Sep 2016)
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- CF30 Customer (11 Nov 2013 to 10 Jun 2015)
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- CF30 Customer (11 Aug 2011 to 11 Apr 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.