Neale Broadhead

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CVC Credit Partners Investment Management Limited

    FRN 543560

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Dec 2025)
    • CF30 Customer (26 Feb 2014 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (3 Apr 2013 to 14 Aug 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (3 Apr 2013 to 14 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

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