NEAL DAVID CALDWELL

• QUILTER FINANCIAL SERVICES LIMITED

  FRN 440703

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 20 Aug 2025)
  • CF1 Director (AR) (since 18 Jul 2025)
  • CF30 Customer (since 18 Jul 2025)
• Caldwell Financial Ltd

  FRN 1038319

  • Employed By (since 18 Jul 2025)
• The On-Line Partnership Limited (no longer approved here)

  FRN 192638

  • Appointed representative dealing with clients for which they require qualification (20 Jul 2020 to 1 Aug 2025)
  • CF30 Customer (16 Jul 2020 to 1 Aug 2025)
• Jigsaw Financial Associates Limited (no longer approved here)

  FRN 519787

  • (13)Employed By (16 Jul 2020 to 1 Aug 2025)
• IQ&Co Limited (no longer approved here)

  FRN 789823

  • (8)Employed By (30 Apr 2019 to 31 Mar 2020)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • CF30 Customer (9 Nov 2017 to 31 Mar 2020)
• Blevins Franks Financial Management Limited (no longer approved here)

  FRN 179731

  • CF30 Customer (9 May 2016 to 22 Dec 2017)
• Anderson Strathern Asset Management Limited (no longer approved here)

  FRN 552925

  • CF30 Customer (8 Feb 2014 to 4 Dec 2015)

No changes recorded yet.