Neal Brezina

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Diamond Rocket Trading Ltd
FRN 616491
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 26 Oct 2018)
- Responsible for Insurance Distribution (1 Oct 2018 to 25 Oct 2018)
- CF1 Director (8 Aug 2014 to 25 Oct 2018)
- Responsible for Insurance Mediation (8 Aug 2014 to 30 Sep 2018)
Diamond Rocket Trading Ltd (no longer approved here)
FRN 602337
- Employed By (11 Jun 2013 to 7 Aug 2014)
COVERSURE INSURANCE SERVICES LIMITED (no longer approved here)
FRN 309041
- CF1 Director (AR) (8 May 2013 to 7 Aug 2014)
Diamond Rocket Ltd (no longer approved here)
FRN 600561
- Employed By (8 May 2013 to 11 Jun 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.