Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Santander UK Plc
FRN 106054
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
- CF30 Customer (23 May 2011 to 12 Aug 2013)
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- CF30 Customer (4 Sep 2009 to 11 Aug 2010)
- CF22 Investment Adviser (Trainee) (20 Jul 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.