Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • SMF2 Chief Finance (9 Dec 2019 to 8 Mar 2024)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (11 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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