Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley Investment Management Limited
FRN 121920
- [FCA CF] Significant management (since 25 Mar 2024)
- [FCA CF] Material risk taker (since 7 Mar 2023)
- [FCA CF] Client dealing (since 1 Apr 2020)
- [FCA CF] Manager of certification employee (since 1 Apr 2020)
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Eaton Vance Advisers International Ltd
FRN 772389
- [FCA CF] Material risk taker (since 7 Mar 2023)
- [FCA CF] Manager of certification employee (since 4 Jan 2022)
- [FCA CF] Client dealing (since 4 Jan 2022)
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- [FCA CF] Manager of certification employee (7 Sep 2016 to 6 Mar 2021)
- [FCA CF] Client dealing (7 Sep 2016 to 6 Mar 2021)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (9 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (16 Sep 2005 to 9 Jul 2007)
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- [FCA CF] Manager of certification employee (7 Sep 2016 to 6 Mar 2021)
- [FCA CF] Client dealing (7 Sep 2016 to 6 Mar 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.