Nauman Gondal

Last updated
3 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 23 May 2017)
    • CF30 Customer (since 18 May 2012)
  • Apollo Private Wealth Ltd

    FRN 776254

    • (1)Employed By (since 23 May 2017)
  • Clearwater Wealth Management (no longer approved here)

    FRN 401714

    • Employed By (18 May 2012 to 23 May 2017)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Apollo Private Wealth Ltd

  2. controlled function added: (1)Employed By at Apollo Private Wealth Ltd