Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evercore Partners International LLP (no longer approved here)

    FRN 532714

    • [FCA CF] Client dealing (14 Sep 2022 to 30 Sep 2023)
    • [FCA CF] Manager of certification employee (14 Sep 2022 to 30 Sep 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (18 Feb 2019 to 24 May 2022)
    • [FCA CF] Client dealing (13 Dec 2018 to 24 May 2022)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (30 Aug 2011 to 6 Mar 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (16 Jul 2009 to 19 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.