Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GLENCORE COMMODITIES LTD
FRN 139967
- [FCA CF] Manager of certification employee (since 31 Mar 2022)
- [FCA CF] Proprietary trader (since 31 Mar 2022)
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- [FCA CF] Material risk taker (7 Jan 2019 to 23 Jun 2021)
- [FCA CF] Client dealing (7 Jan 2019 to 23 Jun 2021)
- [FCA CF] Manager of certification employee (7 Jan 2019 to 23 Jun 2021)
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- [FCA CF] Material risk taker (7 Jan 2019 to 23 Jun 2021)
- [FCA CF] Client dealing (7 Jan 2019 to 23 Jun 2021)
- [FCA CF] Manager of certification employee (7 Jan 2019 to 23 Jun 2021)
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- CF30 Customer (1 Nov 2007 to 17 Jan 2011)
- CF21 Investment Adviser (16 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (30 Oct 2006 to 13 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.