Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 31 Mar 2022)
    • [FCA CF] Proprietary trader (since 31 Mar 2022)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (7 Jan 2019 to 23 Jun 2021)
    • [FCA CF] Client dealing (7 Jan 2019 to 23 Jun 2021)
    • [FCA CF] Manager of certification employee (7 Jan 2019 to 23 Jun 2021)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (7 Jan 2019 to 23 Jun 2021)
    • [FCA CF] Client dealing (7 Jan 2019 to 23 Jun 2021)
    • [FCA CF] Manager of certification employee (7 Jan 2019 to 23 Jun 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 17 Jan 2011)
    • CF21 Investment Adviser (16 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Oct 2006 to 13 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.