Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 14 Jan 2026)
    • SMF27 Partner (since 18 Jun 2024)
    • SMF16 Compliance Oversight (18 Jun 2024 to 25 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Jun 2024 to 25 Sep 2024)
  • BH-DG Systematic Trading LLP (no longer approved here)

    FRN 540897

    • (74)CF30 Customer (1 Sep 2011 to 26 Apr 2013)
  • DG Partners LLP (no longer approved here)

    FRN 218913

    • CF30 Customer (1 Nov 2007 to 26 Apr 2013)
    • CF27 Investment Management (20 Dec 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (26 Mar 2003 to 20 Dec 2006)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (6 Aug 2002 to 31 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (74)CF30 Customer at BH-DG Systematic Trading LLP