Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Jain Global (UK) Partners LLP
FRN 1005236
- [FCA CF] Client dealing (since 14 Jan 2026)
- SMF27 Partner (since 18 Jun 2024)
- SMF16 Compliance Oversight (18 Jun 2024 to 25 Sep 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (18 Jun 2024 to 25 Sep 2024)
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- (74)CF30 Customer (1 Sep 2011 to 26 Apr 2013)
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- CF30 Customer (1 Nov 2007 to 26 Apr 2013)
- CF27 Investment Management (20 Dec 2006 to 31 Oct 2007)
- CF21 Investment Adviser (26 Mar 2003 to 20 Dec 2006)
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- CF21 Investment Adviser (6 Aug 2002 to 31 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (74)CF30 Customer at BH-DG Systematic Trading LLP