Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Dimensional Fund Advisors Ltd.
FRN 150100
- [FCA CF] Client dealing (since 30 Jul 2021)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF9 Chair of the Governing Body (30 Jan 2020 to 31 Dec 2021)
- CF3 Chief Executive (1 Jul 2018 to 8 Dec 2019)
- CF1 Director (3 Jun 2015 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (23 Mar 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.