Nathan Richard Maddocks

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JULIAN HARRIS ADVISER NETWORK LIMITED

    FRN 304155

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2026)
  • CHERRY GODFREY INSURANCE SERVICES (IOW) LIMITED (no longer approved here)

    FRN 923781

    • [FCA CF] Significant management (2 Sep 2020 to 28 Feb 2026)
    • [FCA CF] Benchmark submission and administration (2 Sep 2020 to 28 Feb 2026)
    • [FCA CF] CASS oversight function (2 Sep 2020 to 28 Feb 2026)
    • [FCA CF] Functions requiring qualifications (2 Sep 2020 to 28 Feb 2026)
    • [FCA CF] Proprietary trader (2 Sep 2020 to 28 Feb 2026)
    • Responsibility for MCD Intermediation (2 Sep 2020 to 28 Feb 2026)
    • Responsible for Insurance Distribution (2 Sep 2020 to 28 Feb 2026)
    • SMF16 Compliance Oversight (2 Sep 2020 to 28 Feb 2026)
    • SMF3 Executive Director (2 Sep 2020 to 28 Feb 2026)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (29 Aug 2008 to 7 Jan 2011)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (29 Aug 2008 to 7 Jan 2011)
  • The Clear Advice Group Ltd (no longer approved here)

    FRN 452665

    • Employed By (29 Aug 2008 to 7 Jan 2011)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 10 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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