Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (15 Sep 2021 to 10 Feb 2023)
- [FCA CF] Client dealing (22 Apr 2020 to 10 Feb 2023)
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- [FCA CF] Client dealing (7 Mar 2017 to 21 Mar 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (16 Aug 2007 to 31 Oct 2007)
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- [FCA CF] Client dealing (7 Mar 2017 to 21 Mar 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (16 Aug 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.