Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Equilibrium Investment Management LLP
FRN 776977
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- 14. Managing investments
- 16. Safeguarding and administering investments or holding client money
- 17. Administrative functions in relation to managing investments
- [FCA CF] Client dealing (since 16 Apr 2024)
- [FCA CF] Functions requiring qualifications (since 16 Apr 2024)
- [FCA CF] Material risk taker (since 16 Apr 2024)
Recent activity
Updates to this individual's record on the FCA register.
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