Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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North Rock Capital Management (UK) LLP
FRN 937100
- [FCA CF] Client dealing (since 13 Oct 2025)
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- [FCA CF] Client dealing (11 Oct 2020 to 21 May 2025)
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- CF30 Customer (22 Aug 2011 to 13 Feb 2014)
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- CF30 Customer (6 Jun 2008 to 8 Aug 2011)
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- CF30 Customer (1 Nov 2007 to 8 Apr 2008)
- CF26 Customer Trading (16 Feb 2007 to 21 Feb 2007)
- CF21 Investment Adviser (5 Feb 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.