Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rathbones Investment Management Limited
FRN 116316
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Manager of certification employee (since 29 Sep 2025)
- [FCA CF] Functions requiring qualifications (since 8 Aug 2024)
- [FCA CF] Client dealing (since 8 Aug 2024)
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- [FCA CF] Manager of certification employee (14 Nov 2022 to 5 Aug 2024)
- [FCA CF] Client dealing (16 Nov 2020 to 5 Aug 2024)
- [FCA CF] Functions requiring qualifications (16 Nov 2020 to 5 Aug 2024)
- CF30 Customer (8 May 2008 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.