Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (7 Feb 2020 to 30 Dec 2022)
    • CF30 Customer (29 Jan 2020 to 30 Dec 2022)
  • Norfolk Wealth Management Limited (no longer approved here)

    FRN 580785

    • (4)Employed By (29 Jan 2020 to 30 Dec 2022)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (3 Aug 2017 to 2 May 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 28 Feb 2012)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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