Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Court View Financial Planning Limited
FRN 572914
- Employed By (since 18 Mar 2026)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 14 Dec 2016)
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- Employed By (26 Jun 2023 to 20 Mar 2026)
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- (2)Employed By (14 Dec 2016 to 3 Jul 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.